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Regulation FD (Fair Disclosure)

IMPORTANT! This course has been marked as obsolete, and is no longer available for student enrollments. Any current enrollments can still complete the course.

Per Seat Cost: 30 Points

Material Code: 25641





Regulation FD (Fair Disclosure)

Course Length: 30 minutes

This 30-minute course explains the basic principles of Regulation FD in simple, understandable terms. It includes pop quizzes, news clippings and a final quiz highlighting real-world compliance issues that employees should learn to recognize and respond to appropriately.

Topics covered by this course include:

  • Overview of Regulation FD
  • Regulation FD and insider trading
  • Regulation FD in a nutshell
  • Who is subject to Regulation FD?
  • What is material, nonpublic information?
  • To whom are disclosures prohibited?
  • Fair disclosure methods
  • Fair disclosure safeguards
  • Other communications
  • Violations

Regulations covered by this course include:

  • Regulation FD


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