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Regulation FD (Fair Disclosure)

Per Seat Cost: 30 Points

Material Code: 25641


Regulation FD (Fair Disclosure)

Course Length: 30 minutes

This 30-minute course explains the basic principles of Regulation FD in simple, understandable terms. It includes pop quizzes, news clippings and a final quiz highlighting real-world compliance issues that employees should learn to recognize and respond to appropriately.

Topics covered by this course include:

  • Overview of Regulation FD
  • Regulation FD and insider trading
  • Regulation FD in a nutshell
  • Who is subject to Regulation FD?
  • What is material, nonpublic information?
  • To whom are disclosures prohibited?
  • Fair disclosure methods
  • Fair disclosure safeguards
  • Other communications
  • Violations

Regulations covered by this course include:

  • Regulation FD


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